Pellionisz, A. (1988) Tensor Network Model of the Cerebellum and
Olivary System Quantitatively Elaborated for the Optokinetic Reflex.
In: The Olivo-Cerebellar System (Ed. by P. Strata), Springer Verlag,
Berlin (1988)
Tensor Network Model of the Cerebellum and Olivary System -
Quantitatively Elaborated for the Optokinetic Reflex
András J. Pellionisz
Department of Physiology and BiophysicsNew York University
Medical Center550 First Ave, New York, NY 10016
Introduction: A Theory of Olivo-Cerebellar Function ?
Ever since the discovery (Szentágothai and Rajkovits, 1959)
that the cerebellar inferior olive is the source of climbing fibers
which intimately connect to the Purkinje cells of the cerebellar
cortex, it has been physically evi-dent that the function of olivary
neurons is inseparable from that of the rest of cerebellar system (eg.
cerebellar cortex and deep cerebellar nuclei). On the same token, the
question has long been posed Ðalthough hitherto rarely heededÐ "can
we make a real system approach to cerebellar function without
modeling the whole motor system?" (Arbib et al. 1968). One could
carry further this argument, insisting that a motor plant cannot be
considered out of the context of a sensorimotor apparatus, and
further, that sensorimotor reflexes are only the most rudi-mentary
primitives of the hierarchy of internal cognitive representations by
the CNS of the external world. Ultimately, such chain-questions lead
to the overriding issue whether our qualitative and quantitative
system of understanding of brain function (or even the philosophy
underlying brain theory) is appropriate for us to start, within the
framework that a theory provides, "putting the pieces together".
Leery of either possibility that the answer is (1) "no", or at least "not
yet" (and thus investment in synthesis would be too risky) or (2)
"yes", the ever-expansion of the body of data is untenable unless a
theoretical infrastructure consolidates (but then such a frame would
exert a strong influence on data-gathering) only the most forward-
looking neuroscientists raise their sights from what can be safely
known from experimental investigation. Yet experimentation is
always a testing of theories (even if they are implicit or incomplete)
and if a theory underlying a specific question from Nature is ill-
defined or in-appropriate then Nature's answer will be ill-de-fined
or inappropriate, too. Thus, meeting the challenge of coming forth
with attempts at theoretical synthesis is an absolutely inevitable task
for modern experimentation -Ð if not for reason of intellectual
responsibility then for brutal costefficiency. Yet presently this duty
(and the risk it entails) is largely left for professional brain modelists
and theorists (one reason for their scarcity).
Although our time is still the early dawn of the era marked by brain
theory, the profound impact of its emergence is beginning to be
widely felt (cf. Churchland 1985). Theory, at the least, is closely
watched by pioneering neuroscientists who have long recog-nized
that the ever-widening of the experimental knowledge-base, though
absolutely necessary, is alone totally insufficient for neuroscience to
succeed as a discipline. Experimentalists of this stature are not
satisfied by in-troducing an extension of the available body of data,
but aim at arriving at theoretical frameworks. For instance, classic
cerebellar experimental schools, eg. that of Eccles, having established
the electrophysiological properties of most cerebellar neuronal types,
or that of Ito, having revealed the inhibitory nature of Purkinje cells,
or that of Szentágothai, having discovered the origin of
climbing fibers in the inferior olive, summarized their achieve-
ments in a volume (Eccles et al. 1967). Yet, when coming to a
theoretical interpretation, they concluded on the last page "it is
essential to be guided by the insights that can be achieved by
communication theorists and cyberneticists who have devoted
themselves to a detailed study of cerebellar structure and function...
The enlightened discourse between such theorists on the one hand
and neu-robiologists on the other will lead to the development of
revolutionary hypotheses.. and...these hypotheses will lead to
revolutionary developments in experi-mental investigation". Indeed,
cerebellar research already distinguished itself by at least one out-
standing theoretical construct: Marr's theory (1969, rooted in the
idea by Brindley 1964). As reviewed elsewhere (Pellionisz 1986a),
this theory, which has kept cerebellar research in the lime-light for
almost two decades, withered away only with Marr's last word "...the
study has disappointed me, because even if the theory was correct,
it did not much enlighten one about the motor system Ð it did not, for
example, tell one how to go about pro-gramming a mechanical arm"
(Marr 1982, pp. 15).
As discussed at length in an broader overview and tabulation of
different cerebellar modeling schools (Pellionisz 1985a), this is only
one of the insufficiencies of the vintage Marr-theory Ð from the point
of view of utilization. From the point of view of knowledge; that
early idea did not ac-knowledge either basic cerebellar function (said
nothing about coordination Ð which is considered its chief role since
Flourens 1842), or structure (said nothing about a sensorimotor or
motor system, and left even central structures such as the cerebellar
nuclei unaccounted for). From the point of view of understanding
CNS function, the Marr model has been used to explain a single
dimensional ampli-fication "gain" change (of eg. the vestibulo-ocular
reflex; Robinson 1968, Ito 1970) Ð although the presently most
unanimously held view is that the brain is a massively parallel dis-
tributed pro-cessor (cf. Rumelhart 1986, Eckmiller and Malsburg
1988), that calls for multidimen-sional concepts and for-malisms.
A multidimensional concept and formalism was established, in
cerebellar research, both in mod-eling and theory as well in
experimentation. In modeling, cerebellar function was conceived as
transfer of large activity-patterns (Pellionisz 1970, Pellionisz and
Szentágothai 1973). In experimental analysis it was
discovered that the function of the olivary system is expressed by
firings of assemblies of neurons rather than single cells (Sotelo et al.
1974) and the case was made for the inevitability of multi-electrode
recordings (Llinás 1974). In theory, tensor analysis for
networktransformations of multidimensional intrinsic coordinates
was introduced and elaborated (Pellionisz and Llinás
1979,80,82,85, Pellionisz 1983,84a,b,85b, 86,87,88b). Presently,
efforts are intensive in all areas; experimentation, theory and
applications. For multi-electrode experimentation see Bower and
Llinás 1982, Carman et al. 1986, Fukuda et al. 1987. On the
theoretical side, not only develop-ment of ten-sor network theory is
being furthered (Pellionisz 1987), but concepts are introduced for
geometrical interpretation of multidimensional recordings
(Pellionisz 1988a). Applications of tensor theory are pursued in
neurobiology (Simpson and Pellionisz 1984, Pellionisz and Peterson
1985,86,88, Peterson and Pellionisz 1986, Peterson et al. 1985,88,
Pellionisz and Graf 1987, Daunicht and Pellionisz 1988), and also
lately eg. in neurobotics, neuro-computer and functional
neuromuscular stimulation techniques (Pellionisz 1983,84,86b,88a,c).
This latter utilizations became possible as the axiom that the CNS
operates with natural coordinates that are intrinsic to the
sensorimotor apparatus led to tensor geometry, the formalism of
general coordinates, as a unifying mathematical language describing
both neuronal network transformations and coordination of man-
made (robotic) sys-tems.
While attempts at synthesis are already eminently possible in
system-neuroscience and in its forefront, sensorimotor
coordination and gaze research, it is predicted that brain theory will
before long become a major rejuve-nating factor in neuroscience at
large. In this paper, attention is focused on a concise quantitative
model of the optokinetic sensorimotor reflex, incorporating the
cerebellar and olivary subsystems. The intent is to show that some
obvious theo-retical axioms, that CNS-net-works Ðincluding the cere-
bellumÐ use general coordinates intrinsic to Nature, al-ready yield
not only a framework for under-standing CNS function, but also lead
to experimental paradigms for in-dependent or collaborative projects
(Gielen and Zuylen 1986, Simpson and Pellionisz 1984, Pe-terson et
al. 1985,88, Peterson and Pellionisz 1986, Pellionisz and Peterson
1988, Pellionisz and Graf 1987, Laczkó et al. 1987, Daunicht
and Pellionisz 1988).
Tensor Network Model of the Cerebellum: Coordination by
Coordinates
As it is impossible to consider the role of the cerebellar olivary
system without a treatment of the cerebellum as a whole, the
fundamental task is to establish its broadest general functional
features. The classical textbook-understanding that the cerebellum
coordinates movements (Flourens 1842, Holmes 1939, Dow and
Moruzzi 1958, Bloedel et al. 1985) is formally restated here: its role
is to yield the right set of motor coordinates. This assumption is in
concert with general observations that movements do occur even in
the absence of the cerebellum, but with the wrong components that
do not properly construct displacements (acerebellar dysmetric
ataxia, cf. Holmes 1939), and also with specific findings that the
cerebellar climbing fibers carry direction-specific infor-mation;
revealing an underlying coordinate system (Simpson and Alley
1974, Simpson et al. 1979).
Once coordination is treated in terms of coordinates, a fundamental
axiom that needs to be recognized relates to the nature of the
reference frames used in the CNS. As established earlier (Pellionisz
and Llinás 1980) there is no reason to assume that the CNS is
limited to the utilization of traditional (Cartesian, x,y,z,t orthogonal)
refer-ence frames, but it is an axiomatic fact that it uses those
coordi-nate systems that are intrinsic to Nature. This truism is well
recognized in neuro-science (cf. Simpson et al. 1981, Simpson and
Graf 1985), as natural frames of reference have been quantita-tively
documented since Helmholtz's (1896) measurements of the
extraocular muscle frame in which motoneurons express eye
movements. Lately, the quantitative computerized mea-surement of
oculo-motor, vestibular, retinal, climbing fiber, neck-muscle, limb-
muscle systems has sprung a whole new field of active research (see
among others Oyster et al. 1972, Blanks et al, 1975, Ezure and Graf
1984, Simpson et al. 1986, Daunicht and Pellionisz 1988, Peterson et
al 1985, Gielen and Zuylen 1986, Laczkó et al. 1987). The
question is not whether such natural intrinsic frames exist, but (1)
for experimentalists, how to experimentally reveal them, (2) for
theory and modeling, how to formally handle such natural (general,
non-orthogonal, typically overcomplete) coordinate systems. The
subtlety of the axiom of moving from Cartesian (x,y,z, orthogo-nal)
frames to general vector formal-ism can be appreciated eg. from the
following fact. Volkmann (1869) and Helmholtz (1896) mea-sured
that eg. the axes of eye rotation by superior and inferior rectus
muscles are not identical, but lie as far apart as 36¡ (see eg. in
Robinson 1975), and thus in fact the extraocular muscle system is not
an (orthogonally) paired arrangement. Still, only because of a lack of
availability of a formalism to treat non-orthogonal coordinates, these
quantitative data were ignored for more than a hundred years and
an orthogonal, x,y,z (paired) arrangement of eg. the oculomotor
mechanism was pretended. Likewise, the widely held belief that the
arrangement of vestibular semicircular canals is orthogonal flies in
the face of precise quantitative data. There is no evidence that in any
species such orthogonal-ity would be the case Ð it is only assumed for
lack of an alternative. Instead of 90¡, one finds eg. in the human
vestibular apparatus, an angle of 117.8¡ (Blanks et al. 1975). The
sizable in-vestment of experimentally procuring meticulous
quantitative anatomical measurements is wasted if, in absence of a
methodology suitable for non-orthogonal coordinates, such data are
shortchanged with convenient orthogonal frames.
Neuroscience is free to use any coordinate system that experiments
reveal with the availability of the tensor-formalism of general
coordinates (Pellionisz and Llinás 1980). The extra
investment neces-sary to turn this free-dom into opening new
dimensions is only to acquire some intuition and mathe-matical
detail about general frames. Such is in short supply, since all of us
were trained to use the simplest ÐCartesianÐ coordinates, espe-cially
engineers. Most important is to recognize the long-es-tablished
distinction between the two basic versions of vectors in non-
orthogonal coordi-nates (co- and contravariant expressions, Levi-
Civita 1926) and the metric tensor that transforms one vector to
another. Since the orthogonal projection- (sensory-type) and
parallelogram- (motor-type) components are identical in orthogonal
frames, the neurobiological importance of such dual representations,
and the transformation between sensory and motor-type vectors by
the metric ten-sor, was pointed out only with the introduction of the
theoretical axiom of general intrinsic coordi-nates (Pellionisz and
Llinás 1980, Fig.3).
By means of this tensorial formalism, it became possible to work out
models of various motor sys-tems. For appendages such as limbs,
the establishment of intrinsic coordinates and the com-plexity of
modeling CNS' use of them poses special problems (such as dealing
with various multidimen-sional connected spaces; joint space, muscle
space, neuronal space). These issues are treated else-where (Gielen
and Zuylen 1986, Pellionisz 1988a,b). This paper focuses on a special
class of sen-sorimotor systems, gaze reflexes, where neuronal net-
works transform one intrinsic multidimensional vectorial expression
of an invariant (eg. displacement) to an-other, operating on a rather
simple "limb of one joint", the eye, and/or the head that can also be
considered at first ap-proximation to rotate around one center
(Peterson et al. 1985). For a tensorial model of the vestibulo-oc-ular
reflex in hu-mans, rabbits, cats and rats see Simpson and Pellionisz
1984, Pel-lionisz 1985b, Pellionisz and Graf 1987, Daunicht and
Pellionisz 1988, for a tensorial model of the vestibulo-collic reflex in
cat see Peterson and Pellionisz 1986, Peterson et al. 1985,88,
Pellionisz and Peterson 1988. Both types of reflex-mod-els have
advantages and disadvantages. As pointed out earlier (Pellionisz
1985b), the vestibulo-ocular re-flex (VOR) uses very simple 3 and 6
axis frames but it is not a primary sensori-motor reflex since the
vestibulum does not directly measure eye movements. Thus, as
stressed in Pellionisz 1985b,86b, VOR needs to be consid-ered within
the hierarchy of primary gaze mechanisms such as vestibulo-collic
(VCR) and retino-oculomotor (ROR) reflexes, where in both systems
the sensory apparatus directly measures the same invariant
(displacement) that the motor mechanism generates. The VCR model
(Pellionisz and Peterson 1988) dramati-cally shows the CNS' use of a
vastly overcomplete, non-orthogonal intrinsic frame (the 30-axis
collicular neck muscle frame, es-tablished by Peterson et al. 1985).
The extreme com-plexities of both the model and of the ex-
perimentation with moving head, however, call for im-mense effort.
Therefore, in order to comple-ment the hier-archy of gaze reflex
models, and to put such a system into the theoretical limelight for
experimentalists which is both a primary sensori-motor system and
in which the utilized frames are only 4 and 6 dimensional, this paper
elaborates below the optokinetic (retino-ocular) reflex (ROR).
Tensor Network Model of Optokinetic (Retino-Ocular) and Cerebellar-
Olivary Systems
Figure
1.
Fig.1. Retino-ocular (optokinetic) sensorimotor reflex as a tensorial
transformation, via neuronal networks, of sensory coordinates that
are intrinsic to retinal ganglion cells and of motor coordinates that
are intrinsic to extraocular muscle motoneurons. A; Sensory frame,
intrinsic to mammalian retinal ganglion cells (data shown in table
originate from Oyster et al. 1972). The four-axis frame (of maximal
on-off type direction sensitivities of retinal ganglion cells) lies in the
2D plane of the retina. These exemplary axes are displayed in the
extrinsic pitch, yaw, roll frame. A corresponding frame in the cat is
yet to be established and put into the context of this conceptual
model. Dor, ganglion-sensitivity axis along a mostly dorsal direction,
lat; lateral, ven; ventral, med; medial direction. B; Motor frame,
intrinsic to the extraocular muscles in the cat (data shown in table
originate from Ezure and Graf 1984). The six eye muscles (MR;
medial rectus, LR; lateral rectus; IR: inferior rectus, SR; superior
rectus, IO; inferior oblique, SO; superior oblique) rotate the eye in
this six-dimensional frame that is intrinsic to the anatomy. Central
inset: The scheme of the cat head shows a retinal (A) and an
oculomotor (B) apparatus. Vestibular semicircular canals and several
neck muscles are displayed here only to indicate that the hierarchy
of gaze reflexes employs at least two sensory and two motor
systems (see Pellionisz 1986). ROR; To act as an optokinetic (retino-
ocular) reflex (ROR), neuronal networks have to transform a shift of
the visual image, passively measured in retinal coordinates, into an
active eye movement that is physically executed in oculomotor
coordinates. Transformation of vectors within and among general
coordinates can be described by tensors
The coordinate systems intrinsic to a mammalian retino-ocular
(optokinetic) reflex are shown in Fig.1. For the oculomotor apparatus,
the rotational axes of the eye in case of individual extraocular muscle
activation can be physically measured using the Helmholtz method
(1896). The xyz and x'y'z' origin- and insertion-points of a muscle,
together with the x¡,y¡,z¡ rotation-point of the eye, determine a plane
whose normal will be the axis along which the eye turns (right-hand
rule for the right eye, left-hand rule for the left eye is assumed; cf.
Pellionisz 1985b). This method has been uti-lized by Ezure and Graf
(1984) to anatomically measure the oculo-motor coordinates shown
in Fig.1.B. It is evident that the oculomotor neurons must express
eye movements using this frame that is intrinsic to the physical
geometry of the arrangement of muscles. The retinal sensory frame
(Fig.1A), although it consists of a simple 4-axis arrangement,
constitutes yet another kind of intrinsic frame. As established by
Oyster et al (1972) for the rabbit Ða comparable set of measurements
for the cat remains a challenge for experimentalistsÐ the retinal
ganglion cells carry directional information on the displacement
(velocity) of retinal image; in effect constituting a similar "neuronal"
intrinsic frame to the one displayed by cerebellar climbing fibers
(Simpson et al., 1981). This class of frames intrinsic to CNS function
(and not to the anatomical structure) are, of course, much more
difficult to experimentally establish than skeleto-muscular intrinsic
coordinates, nevertheless this type of experimental research will
undoubtedly flourish in the future. Such theoretical requirements
from data-gathering will enhance a mutual interdependence of
modeling and experimentation.
Figure
2.
Fig. 2. Tensorial scheme of the retino-ocular (optokinetic) reflex in
the cat. The theoretically required four stages (1-4) of a general
tensorial sensorimotor transformation scheme are shown in the
upper row, using simple exemplary coordinate systems (two-axis
nonorthogonal sensory frame and three-axis nonorthogonal motor
frame). For readability, the frames shown are simplifications of
those used in Fig.1. For calculating A,B and C, however, the actual
retinal and oculomotor frames (Fig.1) were used; cf. also Fig.3 . It
should be noted that if a general (tensorial) transformation solution
is valid for one unrestricted set of frames, it is valid for all.
Diagrams (2-4) demonstrate that in nonorthogonal frames of
reference the orthogonal projection type (covariant) and physically
executable parallelogram component (contravariant) vectorial
expressions are different. In order for an optokinetic reflex to work,
an invariant (such as the position change of a target) has to be both
measured (by covariant components in the retinal frame, ui) and
executed (by contravariant components expressed in the oculomotor
frame; vm). The proposed solution (Pellionisz 1984) implements this
transfer by means of a three-tensor network transformation (A,B,C),
employing two interim vectorial expression s; uj and vn
Figure
3.
Fig. 3. Tensors of the optokinetic reflex. The three transformations
necessary for a sensorimotor transfer are shown at five different
levels of abstraction. The quantitative matrix expressions are
calculated from data shown in Fig.1. The sensory- to motor-frame
conversion (middle column) is a 4 x 6 table of cosines among the
four retinal and six oculomotor axes. The sensory and motor
contravariant metric tensors (first and third columns) are the Moore-
Penrose generalized inverses of the covariant metric tensors (which
are, again, the tables of cosines among axes of the sensory and motor
frames, respectively). The patch-diagram representation of these
matrices is used for illustrating throughout the figures the network
implementations of these transformations. Filled and empty circles
represent +/- components of the matrix, with the area of each patch
proportional to the numerical value of the matrix component. For
more detail, see Pellionisz 1984, 1985
With retinal sensory- and eye movement motor-frames
quantitatively established, the reflex of tracking the retinal image-
displacement of a moving target by ocular rotation can be
mathematically stated as a tensor transformation between two
vectors that express the identical image-displacement in the retinal
sensory frame and in the oculomotor system of coordinates. Fig.2.
encapsulates a general tensorial scheme (valid for any coordinate
system) of how the primary measurement is transformed into final
execution. The scheme provides solutions for three necessities. (1)
The change of frame from sensory to motor, (2) A resolution of the
mathematical problem that the number of motor axes is larger than
the number of the sensory axes (this overcompleteness permits an
infinite number of variations in motor expression; cf. Pellionisz 1984)
(3) Change of the vectorial version used in sensory and motor
frames. This latter problem (explained in more detail in Pellionisz
and Llinás 1980, Pellionisz 1984, 1985b) concerns the
fundamental fact that primary sensory measurements (most
obviously the vestibular canal excitations) are expressed in
orthogonal projections (sensory-type, so-called covariant) vectorial
components, while the physical motor execution (resultant of muscle
actions) has to be expressed in parallelogram-components (motor-
type, mathematically so-called contravariant vectors, since the sum
of covariant components does not physically add up to generate the
invariant; cf. Pellionisz and Llinás 1980). These different
versions are depicted in the upper row of Fig.3. Both the sensory-
and motor frames are displayed in this row in an exemplary manner,
the motor frame being overcomplete compared to the sensory frame
(three motor axes versus two sensory axes) Ð similarly to the
overcompleteness of the ROR (making a transformation from 4
retinal axes to 6 eye muscles). The proposed tensorial scheme uses
three transformation matrices (A,B,C, shown by patch-diagrams, cf.
Figs.3-4) that transform the initial covariant reception vector into a
contravariant version expressed in the same frame, and to a
covariant intention vector that already uses the motor frame, but
yields projection-type, "naive", components that are unsuitable for
direct execution and thus have to be turned into contravariants first
(cf. Figs.3-5 in Pellionisz and Llinás 1980).
Figure
4.
Fig. 4. Tensor network module. Diagram illustrates how a neuronal
network can be conceived of (at different levels of abstraction) as
implementing (a) a matrix, (b) a tensor, (c) a functional geometry.
The visual symbolism of a tensor network module is composed of (1)
a bundle of input axons, whose firing frequencies constitute an
ordered set of quantities, a vector; (2) a bundle of axons of output
neurons which carry another vector (the number of fibers in the
input and output pathways need not be equal), (3) a set of
interconnections among the axons of input fibers and the dendritic
trees of the output neurons. Such compact arrangement of heavily
interconnected neurons is similar to the structure of a nucleus along
a neuronal pathway. A matrix:: Components of the interconnection
matrix may be implemented, e.g., by synaptic strengths, and/or of
the number of synapses; the diagram shows such effect by means of
patches (cf. Fig.3). A tensor: If for the shown case the input vector
carries a covariant vector of retinal measurements (ui) and the
numerical values of the transformation matrix components
correspond to the contravariant metric tensor of the retinal space
(gij), then the vector of output neuron firing frequencies will carry
the product of the input vector with the transformation matrix,
which is the contravariant retinal vector (uj). A geometry : By
comprising the metric tensor, a simple neuronal connectivity in effect
establishes the functional geometry of the retinal space
A quantitative elaboration of the sequence of three multidimensional
tensor transformations is shown in Fig.3 (the steps follow procedures
given in Pellionisz 1984,85b). Tensors are presented in abstract
formalism (generalized for all coordinate systems), verbally, by
numerical matrix-expressions, patch-diagrams, and also by putting
forward the theoretical prediction for their site of implementation.
Since tensor network theory claims that such tensor operations are
incorporated by networks, it may be particularly important to show,
in Fig. 4, how a "tensor network module" (which is a set of
interconnections among input axons and a column of output neurons)
may embody not just a particular matrix, but a general tensor
transformation, or even a functional geometry. It is easy to conceive
that the i input fibers, each carrying a firing frequency, constitute a
mul-tidimensional (here, four-dimensional) vector, whose
components will be multiplied, to yield the scalar product, by the
components of one row of the matrix of interconnection-strengths.
The sum of these products (altogether a scalar product) will yield the
firing frequency of one output cell (neurons are symbolized in Fig.4.
and throughout the paper by exemplary dendritic trees). The
output vector of firing frequencies of all neurons will be the product
of the input vector with the matrix of interconnections. While the
particular matrix of interconnections and the values and dimensions
of input and output vectors may vary, a class of a given tensor
network module (eg. representing the superior colliculus of different
specimens or even species) may embody one and the same general
tensor. For instance, if the component values of the connection
matrix are such that the network transforms an input vector with
covariant components to a vector expressed in the same frame but
with contravariant components (cf. transformation of ui to uj by A in
Fig.2), then the network performs the operation of the metric tensor,
which in effect comprises the geometry of the space spun over the
axes of the coordinate system. Speaking of generalizations, it must
be emphatically stressed here that the notion of general coordinates
is not limited to space coordinates only. While Ð for the sake of
simplicity of exposition Ð only space coordinates are used in this
paper, the cerebellum is conceived (and elaborated, eg. in Pellionisz
and Llinás 1982) as a metric tensor of the unified spacetime
domain; such that coordination and timing functions are inseparable.
With the visual symbolism of tensor network modules, the
"evolution" of a multidimensional sensorimotor reflex can be put
forward (Fig.5). Part A presents the most essential element, the
transformation tensor-matrix from a 4-axis retinal sensory frame to
a 6-axis oculomotor frame. The components of this matrix easily
arise if each motor axis is projected, one by one, to all sensory axes
(such a procedure is shown in Fig.5. of Pellionisz 1985b).
Mathematically speaking, the components are the cosines among
sensory and motor axes. While this is an utterly simple
transformation, it is inadequate to represent a sensorimotor reflex, in
itself, for several reasons. First, neuroanatomy demonstrates, that
sensory detectors never connect in a single step to the motor
apparatus (thus, a single brain-stem matrix lumps an entire 3-
neuron reflex-arc into a single matrix; Robinson 1982, versus
Pellionisz 1985b). Second, the single table of cosines (a projection-
matrix) would mathematically do if the input sensory vector were
contravariant and the output would have to be covariant. However,
in sensorimotor transformation-vectors of the opposite types occur:
the sensory input is co-variant and the motor output has to be
contravariant (cf. Fig.2). Thus, the single transformation-matrix of A
alone would, indeed, yield a motor vector but with wrong
component-values; an approximation at best. A further deficiency of
such a primitive sensorimotor transfer shown in A is, that no
decisions can be made on the external invariants (distances) without
actually performing the movement (a life or death question when
jumping a ditch).
Section B of Fig.5. shows that with the introduction of a sensory
preprocessing, incorporating the sensory geometry, two of the above
problems are eliminated. First, network A of Fig.2-3, serving as the
metric tensor of the retinal frame, would make available the
contravariant counterpart of the covariant retinal sensory vector. As
shown in Fig.4, with both representations available, their inner
product yields a measure of the invariant distance itself. Thus, no
actual motor performance ("jumping of the ditch") would be
necessary to decide if it is appropriate to attempt a movement; such
decisions are possible entirely within the sensory domain (for
further elaboration of inferring invariants from dual representation,
see Pellionisz and Llinás 1982, Pellionisz 1987). Second, such
a metric tensor (mathematically, the matrix of Moore-Penrose
generalized inverse of the table of cosines among sensory axes; cf.
Albert 1972, Pellionisz 1985b) will yield the proper contravariant
sensory vector transformed from the input. However, the third
deficiency still remains: schemes A and B in Fig.5. yield the motor
output in improper (covariant) vectorial coordinates.
Section C of Fig.5. shows that these two transformation-tensors are
predicted to be embodied by the neuronal networks of the optic
tectum and/or pretectum, in accordance with the findings that its
input is sensory, its output is motor, and that it converts retinotopic
measurements to vectorial version that yields distances (Sparks and
Pollack 1977). Since the brainstem core of ROR in Section C consists
of the same transformations as in section B (the oculomotor tensor-
module is only a "transmitter", a unit-matrix with diagonal elements
of 1 and off-diagonals of 0), in the absence of the cerebellum the
oculomotor response would be executed with covariant (dysmetric)
components. Again, specific quantitative experimental tests of the
theoretical prediction of dysmetric eye movements (which are easily
modeled) would be most valuable.
Section D of Fig.5. complements the brain-stem core of ROR with an
"add-on" cerebellar circuit Ð corresponding to the fact that the
cerebellum is a late development in evolution (Llinás 1969)
which "only" improves upon existing sensorimotor capabilities by
imposing a coordinative role. The fact that the cerebellum never
initiates movements, and that motor performance is possible in its
absence (although in an uncoordinated manner) metaphorically
likens the cerebellum to an "executive secretary". Such an agent is
informed about outbound "naive" (intentional) commands, and its
role is to bend them into appropriate executive orders before they
reach the plant. To be able to do this, the agent has to possess a
realistic internal representation of the system of relations existing
out there on the executors. The coordinative effect (knowing the
difference of intention and execution) is to be added to the directly
downgoing intentions so that orders reaching the plant are the pure
executive commands. Mathematically, this requires that the Purkinje
cell Ð cerebellar nuclear cell connection matrix constitutes the metric
tensor of the motor frame (mathematically, the Moore-Penrose
generalized inverse of the table of cosines among motor axes; cf.
Pellionisz 1984, 85b). With this, the mossy fibers would carry the i
intention vector directly to the nuclei. The granule cell Ð parallel fiber
Ð Purkinje cell multidimensional pathway carries to the
corticonuclear metric connectivity-set (which transforms it to
execution vector, e=g.i). Given that Purkinje cells are inhibitory (Ito
et al. 1970), the nucleofugal vector is i-e, which turns the motor
intention vector in the oculomotor nuclei to pure execution vector i-
(i-e)=e.
The Olivary-Climbing Fiber System: Ongoing Correction of the
Cerebellar Metric Tensor to Make it Position-Dependent (Change the
Curvature of the Motor Hyperspace)
The tensor network diagram of Fig.5 predicts, therefore, an
optokinetic reflex which may function in the total absence of the
cerebellum (with quantitatively predictable ataxic performance), and
also predicts that once the cerebellum is fully developed, the olivaryÐ
climbing fiber system is not part of the essential cerebellar network.
The network-diagram of Fig.5. provides therefore a quantitative
framework for data about an experimentally accessible and
technically duplicatible entire multidimensional coordinated
sensorimotor apparatus, within which the specific function of the
olivary-climbing fiber system is proposed below (see Fig.6). It is
believed that such explanations might bring closer the day when
cerebellar modelists first explain (and perhaps even check by
implementation) cerebellar coordination of multidimensional
sensorimotor systems (that actually works in the absence of
climbing fibers) before attributing a single dimensional gain-control
role, attained by a Purkinje cell Ð climbing fiber Ð parallel fiber
heterosynaptic junction, or postulating an associative memory-role
that will not coordinate a movement.
The proposed role of the olivaryÐclimbing fiber system has two
facets (the elements were shown in Pellionisz and Llinás
1985). One is played in the genesis of the cerebellar metric tensor
network (see the Metaorganization principle and procedure in the
above paper), the other is exerted in the ongoing modification of the
metric tensor function (Llinás and Pellionisz 1985). It is
obvious from Fig.6, these functions are inherently multidimensional;
corresponding to findings that olivary neurons fire in assemblies of
electrotonically coupled neurons (Sotelo et al. 1974, Llinás
1974). Mathematically speaking, the model interprets information
carried by bundles of climbing fibers (vectors) to cerebellar zones of
Purkinje cells (cf. Voogd and Bigarre 1980), rather than interpreting
a single climbing fiber as communicating a scalar-value ("gain") to a
single Purkinje cell.
Figure
5.
Fig. 5. Tensor network model of the stages of ÒevolutionÓ of the
optokinetic reflex (ROR), including the essential cerebellar network.
A; The absolute necessity for a sensorimotor performance is a
conversion from a sensory coordinate system to a motor frame. This
is accomplished by a tensor network which incorporates the matrix
of the cosines among sensory and motor axes (cf. Fig. 3B). While such
a network is easily constructed by the CNS, it yields an
approximative, projection-type (covariant intention) motor output.
Also, the eye displacement, necessary to compensate a shift of the
retinal image, can be judged only by actually performing the
movement. B; A tensor-network module, implementing the metric
tensor of the sensory space (cf. Fig. 3A), complements the system in
such a manner that with the availability of both the covariant and
contravariant retinal expressions decisions can be made on the
movement amplitudes within the sensory domain. When a
movement is made, it is still with intentional components. C; It is
predicted that the two operations described above are implemented
by networks of the colliculus superior. If the brain-stem core of the
ROR is not complemented by a cerebellar circuit (corresponding to
the case of cerebellar ablation: see its removal along the dotted line),
intentional motor commands are transmitted through the oculomotor
nuclei, which network consists of straight connections of input and
output fibers, mathematically, a unit matrix, to result in an ataxic
(naive) motor performance. D; The cerebellar tensor network
provides the metric of the motor system (cf. Fig. 3C). Mossy fibers
(MF), carrying a motor intention vector, are transformed through the
granule cell (GC)- parallel fiber (PF)- Purkinje cell (PC) pathway to
the cerebellar nuclei. If the corticonuclear system of projections of
Purkinje cells forms the matrix shown in Fig. 3C, then it will
transform the mossy fiber covariant input to contravariant motor
output, and with a negative sign since Purkinje cells are inhibitory.
The mossy fiber collaterals to the cerebellar nuclei provide a direct
(excitatory) intention vector. Therefore, the vector leaving the
cerebellar nuclei (CN) will carry the i-e intention-execution
(coordination) vector. This negative vector, projecting to the
oculomotor nuclei, will result in the i-(i-e)=e contravariant execution
vector
The function of olivary-climbing fiber system, as an ongoing modifier
of the cerebellar metric, is necessitated by the firm mathematical
fact that the fixed matrices of Fig. 5, without climbing fiber
modification of the electrore-sponsive properties of Purkinje cells,
would only yield a perfect mathematical result if the coordinate
systems intrinsic to the retinal ganglion cells and to the eye rotations
by extraocular muscles would be fixed (would not depend on the
position of the eye). This is, however, only approximately true (Figs.
4,8,9 in Ostriker et al, 1985 provide quantitative measures of how eg.
the frame intrinsic to the oculomotor apparatus changes with the
position of the eye; the position-dependency is not dramatic, but
certainly perceptible). Therefore, if the cerebellar metric tensor is
perfectly calibrated to yield exact contravariants from covariant
components in the primary eye position, the "wired-in" matrix
connections of the cerebellum only perform an approximative metric
transformation when the eye is in a secondary position. The model
therefore predicts a quantifiable error-shift of the retinal image
during optokinetic tracking in climbing-fiber-deprived preparation
(another prediction for quantitative experimental tests). As for the
function of olive, it has been suggested (Oscarsson 1969, Armstrong
1974) that this system, being connected both to the downgoing
executor pathways as well as ascending pathways reporting on the
motor performance, the olive may serve as a "comparator". It is also
experimentally known that such retinal error-shifts are reported to
cerebellar Purkinje cells by means of climbing fiber-evoked complex
spikes expressed in an intrinsic coordinate system (Simpson and
Alley 1974, Simpson et al. 1981, Simpson and Graf 1985) . This
experimental knowledge is represented in the scheme of Fig.6. by the
postulates that the olivary network computes the error-vector of the
performance, expressed in oculomotor coordinates (by comparing, in
this case, the oculomotor execution vector with the retinally detected
displacement of the image of the target). Such a comparison,
however, of one vector expressed in retinal frame with another,
expressed in motor frame, would not be possible if they were not
converted into a common frame. Thus, conclusion of the
experimentation that the function of the accessory optic system
(AOS) is to convert retinal coordinates to another frame that appears
to be an oculomotor coordinate system (Simpson et al. 1979, 1981) is
a strong basis for this model. Since the analysis of this question in
depth is presently a focus of active research, in this paper the retino-
ocular conversion is only tentatively represented, using matrix B
from Fig.2.
The above-elaborated ongoing modification of the cerebellar metric
accords well with the observation that a "phasic" grouped firing of
climbing fibers occurs whenever errors or obstacles are encountered
in motor coordination function (Llinás and Volkind 1974). It
is also worth-while to point out, that the anatomy of cerebellar
pathways, specifically the direct projection of climbing fiber
collaterals to the nuclei together with the indirect projection to the
same array via Purkinje cells of the cerebellar cortex, enable the
olivary system to construct an external (matrix) product of the
climbing fiber errorvector on the array of cerebellar nuclear cells
(see more detail in Pellionisz and Llinás 1985, Fig.4). Thus,
when the optokinetic reflex operates in an offprimary position,
climbing fiber assemblies (reporting on the error of the metric),
functionally update the cerebellar metric tensor by inducing an
ongoing modification of the array of nuclear cells.
Mathematically, the above function is equivalent to having in the
multidimensional motor space a position-dependent metric tensor; in
effect predicting sensorimotor operations to take place in a curved
functional space (where the curvature of the operational region is
adjusted by the climbing fiber system). Electrophysiologically, such a
a dynamic ongoing alteration is predicted to be much more distinctly
detectable on the array of cerebellar nuclear cells (where a double Ð
direct and indirectÐ projection of climbing fibers occurs) than on
Purkinje cells, which only transmit this climbing fiber action to the
nuclei, although eg. from modeling studies it is clear that the deep
depolarization may undoubtedly exert some residual influence
(Pellionisz and Llinás 1977). Moreover, given that the
quantitatively predictable ongoing modification is an inherently
multidimensional function, occurring on an array of neurons (and
corresponding to the positive and negative components of the error-
matrix), the alteration is bimodal, positive, negative (or zero) on
different particular neurons. Therefore, it is not entirely surprising
that single cell electro-physiological studies looking into
modifiability (when interpreted within an entirely different, single
dimensional theoretical framework) are apparently inconclusive
(having found both a "depression" detected by Ito et al. 1982 versus
an "enhancement" reported by Bloedel et al. 1983). It is rather likely
that such bimodal ongoing modifications evoked by the olivary Ð
climbing fiber system will be revealed over an array of neurons,
using multi-unit recording techniques from which data the effect of
the multi-unit signals on the intrinsic functional geometry can be
calculated; cf. Pellionisz 1988a. If an experimental paradigm is
combined with a quantitative model of those coordinates that are
intrinsic to coordinated (and erroneous) motor performance,
theoretical predictions of this multidimensional climbing-fiber
induced adjustment of the metric will become testable.
Figure
6.
Fig. 6. The olivary-climbing fiber system updates the cerebellar
motor metric tensor in an ongoing manner to correct for position-
dependence (changing the curvature of the motor hyperspace). A
fixed matrix, acting as a metric tensor, provides a perfect covariant-
contravariant transformation only if the intrinsic coordinates do not
change with the position of the eye. Since such a change is a fact, in
secondary positions of the eye the metric will be only approximative;
thus, an error will occur in the optokinetic reflex. This error vector
can be produced by the neuronal network of the olive acting as a
ÒcomparatorÓ of the motor execution signal e and the change that
actually occurred in the position of the retinal image. Comparison is
possible only if the accessory optic system (AOS) transforms the
retinal vector into one expressed in oculomotor coordinates. The olive
thus receives the oculomotor error vector. Its output is a climbing
fiber correction vector that is the error-vector expressed in
eigenvector components (for this operation, the olive must store the
eigenvectors of the oculomotor system). The climbing fiber vector
reaches the cerebellar nuclei in two ways: directly, via climbing fiber
collaterals to the nuclei, and indirectly via Purkinje cells that also
project to the nuclear neuronal array. Thus, the external (matrix)
product of the climbing fiber vector with itself can momentarily arise
over the array of nuclear cells. This complementary matrix
functionally updates the wired-in cerebellar metric tensor, such that
the cerebellum can act as a metric not in a position-independent
ÒflatÓ but in a position-dependent ÒcurvedÓ motor hyperspace
Some more subtle aspects of the predicted function of olivaryÐ
climbing fiber system can also be mentioned here, although a more
detailed discussion (illustrated by a quantitative example) is offered
elsewhere (Pellionisz 1984a, Pellionisz and Llinás 1985).
Namely, in order for the climbing fiber vector to mathematically
produce the error-correction matrix, the olive has to send a climbing
fiber vector expressed in the eigenvector-coordinates of the motor
system (see mathematical elaboration in equation 17 in Pellionisz
and Llinás 1985). This issue is connected to the other facet of
the predicted function of the olive (not in the focus of this paper); its
role in the genesis of the cerebellar motor metric tensor. As
proposed by the Metaorganization principle and procedure (Pellionisz
1984, Pellionisz and Llinás 1985), such a process is based on
reverberative oscillations of proprioceptive and motor executive
commands, which tremor stabilizes in the eigenvectors of the motor
plant (see Fig. 3 in Pellionisz and Llinás 1985). These
eigenvectors need to be (1) sent via climbing fiber vectors to imprint
the cerebellar corticonuclear network to serve as the Moore-Penrose
generalized inverse, and (2) stored in the olive, such that it can
decompose an oculomotor error-vector into eigenvector-components.
A likely neuronal mechanism of storing eigenvectors in the olive may
be the experimentally revealed electrotonic coupling of olivary
neurons (Sotelo et al. 1974, Llinás and Volkind 1973,
Llinás and Yarom 1981). The issue of expressing internal CNS
vectors not in structural intrinsic frames, but such functional
derivative frames as the one com-posed of eg. eigenvectors of the
oculomotor frame has also been raised in connection with saccadic
burster neurons (in the monkey; Pellionisz 1988b).
Cerebellar Theory: the Challenge of Verification
The above tensor network model of the cerebellarÐolivary system,
presented in a multidimensional quantitative framework of a
sensorimotor mechanism may indicate to the reader a need to
proceed from an overly simplistic basic model of cerebellar function
to a much more complex scientific account. If advancing towards
increasing complexity (eg. from single- to multi-dimensionality)
leaves one with an uneasy feeling, one may wish to recall that if
scientific theories are based on charmingly simplistic assumptions
(eg. that planets rotate around us) then models (of eg. planetary
trajectories) are hopelessly complicated, and experimental
verification of such pontification may result in wasted or frustrated
science. Based on a much more complex axiom (that we observe
planetary trajectories centering around an object that we also rotate
around), surprisingly elegant explanations may emerge, leading to
perhaps even simpler but certainly more progressive verification.
Verification of theory in neuroscience will be twofold in the future.
In addition to experimental scrutiny (eg. of predictions presented in
this paper) the very recent emergence of neurocomputer-related
applications started to exert a new influence on neuronal (cerebellar)
modeling and brain theory. Neurocomputing and neurobotics
industries will become testing workshops for brain theories
(Pellionisz 1983, 88c, Eckmiller and Malsburg 1988). As a result,
neuronal modeling and brain theory will no longer be an ivory tower
exercise. No longer will prestige or political clout supremely arbitrate
which theory is more advanced Ð natural selection through survival
of actual tests will guarantee evolution. Theories that the Earth is
flat, or that the cerebellum serves as an associative memory become
untenable when means are available to verify that one reaches an
Eastern location by travelling all around Westward, or when it
becomes evident that one cannot program a robotic arm for
coordinated movement based on the fiction that the cerebellum is an
associative memory.
Cerebellum: Homework for Brain Theory
In a larger sense, one might mention that the basic paradox of
analysis visa-vis synthesis is not at all unique for cerebellar
research. It arises in this domain since sensorimotor research in
general, and cerebellar coordination research in particular, constitute
a leading edge of system-neuroscience. However, it is a general law
that natural science progresses from the initial stage of gathering
experimental (phenomenological) knowledge towards the goal of
attaining a theoretical (conceptual) understanding. It has amply
been demonstrated, eg. in physics, how the richness of
interdisciplinary phenomenology yields in time to the elegance of
disciplined theory. Neuroscience, not being an exception among
natural sciences, is presently scrambling to generate its own
theoretical foundation, although, metaphorically speaking, its body
can still be likened to "a welldressed gentleman with no shoes".
There is no doubt, however, that our time is marked by the
emergence of brain theory (Churchland, 1985). The challenge is
immense, and heretofore only partially met. A classical modest
approach is based on the philosophy of making brain theory a
chapter in control system engineering by conceiving brain function
as an amplificationgain controller (Robinson 1968, Marr 1969, Ito
1970). Lately, modern brain theories, promulgated by physicists,
excel in abstract simplification but connect rather loosely to the
biological knowledge-base (eg. Nestor model by Cooper, 1974, or
Spin-glass theory by Hopfield, 1982). Others, put forward by
biologists, are strongly based on experimental data but are devoid of
abstract mathematics (Group Selection theory by Edelman, 1979,
Attentional "Searchlight" hypothesis by Crick, 1984). It is believed
(see eg. review in Pellionisz, 1983) that mature neuroscience will
demand and insist on theories which are not borrowed from other
disciplines (either from engineering or physics) but are of
neuroscience, for neuroscience and by neuroscience. Given the facts
that cerebellar research has more than twenty years of leading
history with such theoretical consolidation, and that it provides with
a much scrutinized testing ground to check if lofty brain theories
pass such simple tests as explaining basic CNS functions such as that
of a threeneuron arc or of the cerebellum, one may wish, and indeed
expect, that cerebellar research will be among the first` to benefit if
breakthroughs are truly achieved in brain theory.
Acknowledgement: This research was supported by the grant from
NINCDS 22999
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